Chief Compliance Officer

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Are you a success-driven individual with experience in the Compliance field? One of our clients, a stable yet growing brokerage firm, is seeking to recruit an enthusiastic and proactive Chief Compliance Officer who is eager to evolve and progress. If you are looking for a new challenge, we at Ceek would love to hear from you!

What is expected of you?

  • Keep abreast with all regulatory requirements, applicable legislation and inform the senior management as necessary
  • Liaise with the affiliated company on all regulatory related matters
  • Conduct a periodical compliance monitoring program
  • Liaise and report to the executive committee and board
  • Handle and submit all regulatory reporting to the authorities
  • Carry out a high-level review of the financial returns
  • Assist the board and report from time to time on compliance issues and meetings
  • Monitor and assess the adequacy and effectiveness of the measures and procedures of the company
  • Guide and assist new employees in the training of the regulations of the company
  • Liaise with the legal advisors, accountants, and auditors as necessary

What are you expected to bring?

  • A degree in Finance or an equivalent qualification
  • At least 4 years' experience working in an investments or forex industry
  • Proficient in MiFID II
  • Strong interpersonal skills
  • Ability to work under pressure on own initiative
  • Strong communication, analytical, and time management skills
  • The ability to work efficiently in a team as well as individually

What’s in it for you?

  • A fast paced and multi-cultural working environment
  • Competitive remuneration
  • Excellent career progression opportunities