Chief Compliance Officer

Are you a success-driven individual with experience in the Compliance field? One of our clients, a stable yet growing brokerage firm, is seeking to recruit an enthusiastic and proactive Chief Compliance Officer who is eager to evolve and progress. If you are looking for a new challenge, we at Ceek would love to hear from you!

What is expected of you?

• Keep abreast with all regulatory requirements, applicable legislation and inform the senior management as necessary
• Liaise with the affiliated company on all regulatory related matters
• Conduct a periodical compliance monitoring program
• Liaise and report to the executive committee and board
• Handle and submit all regulatory reporting to the authorities
• Carry out a high-level review of the financial returns
• Assist the board and report from time to time on compliance issues and meetings
• Monitor and assess the adequacy and effectiveness of the measures and procedures of the company
• Guide and assist new employees in the training of the regulations of the company
• Liaise with the legal advisors, accountants, and auditors as necessary

What are you expected to bring?

• A degree in Finance or an equivalent qualification
• At least 4 years' experience working in an investments or forex industry
• Proficient in MiFID II
• Strong interpersonal skills
• Ability to work under pressure on own initiative
• Strong communication, analytical, and time management skills
• The ability to work efficiently in a team as well as individually

What’s in it for you?

• A fast paced and multi-cultural working environment
• Competitive remuneration
• Excellent career progression opportunities